WebA futures commission merchant may deposit futures customer funds, subject to the risk management policies and procedures of the futures commission merchant required by § 1.11, with the following depositories: ( 1) A bank or trust company; ( 2) A derivatives clearing organization; or ( 3) Another futures commission merchant. WebNov 6, 2013 · In November 2013, the CFTC issued various rules that enhanced protection for customers of FCMs, including CFTC Regulation 1.11b (see Legal Update, Final Rules on Protection of FCM Customer Funds Adopted by CFTC).CFTC Regulation 1.11 requires that an FCM that accepts customer assets or extends credits to customers must …
Commodity Futures Trading Commission (CFTC) Rule …
Web19 hours ago · The head of Commodity Futures Trading Commission admonished Binance Holdings Ltd over its compliance with US rules after the derivatives regulator sued the crypto exchange and its chief executive ... WebNov 25, 2024 · CFTC Headquarters Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 202.418.5000 high school monster ロクデナシ宇宙
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WebJul 9, 2024 · 4d(f)(2) of the Commodity Exchange Act and the regulations thereunder, and the segregation of funds based on such computations; 2. The daily computations of the foreign futures and foreign options secured . 1 CFTC Regulation 1.16 states that “a registrant must file concurrently with the annual audit report a Web17 CFR § 1.12 - Maintenance of minimum financial requirements by futures commission merchants and introducing brokers. Electronic Code of Federal Regulations (e-CFR) … part 1 - general regulations under the commodity exchange act (§§ 1.1 - 1.75) … This section applies to the following types of entities: Except as provided in this … §§ 1.47-1.48 [Reserved] § 1.49 Denomination of customer funds and … Sections 240.15c3-1e and 240.15c3-1g set forth a program that allows a broker or … WebDec 20, 2012 · Summary. On December 17, 2012, the Commodity Futures Trading Commission (CFTC) adopted final rules amending CFTC Regulations 1.31 and 1.35. The final rules require certain market participants to record oral communications that lead to the execution of a commodity interest transaction. 1 All such recordings must be kept for a … high school moms tv show